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When and How (If at All) Does Law Constrain Official Action? (The Sibley Lecture)

42 Pages Posted: 27 Oct 2009 Last revised: 20 Jan 2010

Frederick Schauer

University of Virginia School of Law

Date Written: October 26, 2009

Abstract

Debates about the obligation to obey the law have been around for literally thousands of years, but the empirical side has received much less attention. Moreover, most of the existing empirical work has focused on citizens and not officials, and consequently we know little about the extent to which law qua law motivates official action. This paper, presented as the John A. Sibley Lecture at the University of Georgia School of Law, draws on the jurisprudential and philosophical literature to frame the question of obedience to law, and then seeks to encourage empirical inquiry into the particular question of whether officials obey the law as law, independent of the content of the law and independent of the possibility of sanctions for non-compliance. It offers the hypothesis that although there is much talk about official obligation to the law, in fact officials rarely obey the law just because it is the law, and are rarely politically punished for engaging in sanction-free illegal actions when their constituents approve their first-order substantive decisions. For official behavior, therefore, there may be considerably less internalization of law than is commonly supposed. And if this hypothesis turns out to be true, the implications for public law may be considerable. Moreover, if sanction-free internalization of law is less common than many commentators believe, it would be appropriate to give renewed attention to the role of sanctions and coercion not only in securing compliance with law, but also in understanding the nature of law itself.

Suggested Citation

Schauer, Frederick, When and How (If at All) Does Law Constrain Official Action? (The Sibley Lecture) (October 26, 2009). Georgia Law Review, Vol. 45, No. 1, 2010; Virginia Public Law and Legal Theory Research Paper No. 2010-02. Available at SSRN: https://ssrn.com/abstract=1494301

Frederick Schauer (Contact Author)

University of Virginia School of Law ( email )

580 Massie Road
Charlottesville, VA 22903
United States
434-924-6777 (Phone)

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