The Resolution of the Structured Notes Fiasco in Hong Kong, Singapore, and Taiwan
Company Lawyer, 34(4), pp.119-125, (c) Sweet & Maxwell 2013, available via Westlaw
17 Pages Posted: 9 Jul 2013 Last revised: 26 Aug 2013
Date Written: March 20, 2012
This article argues that alternative dispute resolution is not a panacea for settling massive investor complaints. Regulators must create clear and effective conduct of business rules and strengthen the contractual composition of structured products to give investors a better chance of recovering their investments in an event such as Lehman’s collapse.
Keywords: structured note, misselling, consumer protection, minibond
JEL Classification: K00, K22
Suggested Citation: Suggested Citation