Transatlantic Functionalism: New Deal Models and European Integration

Symposium, Historical Analysis of Law, in Critical Analysis of Law, Vol. 2, No.1, 2015, pp.83-105

23 Pages Posted: 27 Jan 2015 Last revised: 25 Mar 2015

See all articles by Peter L. Lindseth

Peter L. Lindseth

University of Connecticut School of Law

Date Written: January 27, 2015

Abstract

For many advocates of European integration in the late 1940s and early 1950s, the seeming example of technocratic independence under the New Deal offered a justification for the delegation of regulatory power to autonomous supranational bodies. The New Deal represented, from this perspective, the triumph of “functionalist” governance — that is, governance that evolved as a function of the problems it sought to address, rather than being determined by seemingly outdated constitutional categories (“separation of powers” in the purported case of the New Deal, “national sovereignty” in European integration). The irony, of course, was that Roosevelt’s New Deal was much less receptive, both in principle and practice, to the sort of technocratic independence that these advocates believed to be inevitable and desirable in the case of integration. Indeed, consistent with a more nuanced understanding of the New Deal model, European integration would eventually secure a durable institutional existence only after being brought more directly under the shared control and oversight of the national executives of the member states. Contrary to expectations of functionalist (and later so-called neofunctionalist) theorists, governance beyond the state in postwar Western Europe did not evolve merely as a consequence of functional demands for technocratic independence. Rather, two additional dimensions of change also proved decisive: the political — or the defense of existing institutional advantages and/or the struggle to realize new ones; and the cultural — or the mobilization of conceptions of “right” or legitimate governance in the face of purported functional and political pressures for change. As a consequence of the interplay of all three dimensions — functional, political, and cultural — European integration ultimately settled on a form of governance in which the political oversight and control of national executives played a decisive role, a feature of European supranationalism that persists to this day. Even if a measure of supranational technocratic autonomy was broadly recognized as functionally necessary to the European project, national executives worked successfully to preserve significant institutional advantages in the integration process by mobilizing conceptions of legitimacy that, for better or worse, remain wedded to national institutions to a significant degree. It was through national executive oversight — eventually supplemented by national parliamentary and national judicial oversight — that integration has been able to maintain a connection to conceptions of democratic and constitutional legitimacy on the national level, even as functional pressures seemed to warrant a shift in governance to autonomous supranational bodies.

Keywords: functionalism, neofunctionalism, historical institutionalism, institutional change, European integration, New Deal, technocracy, technocratic independence, oversight

JEL Classification: F02, F15, H11, K33, N40, N44

Suggested Citation

Lindseth, Peter L., Transatlantic Functionalism: New Deal Models and European Integration (January 27, 2015). Symposium, Historical Analysis of Law, in Critical Analysis of Law, Vol. 2, No.1, 2015, pp.83-105. Available at SSRN: https://ssrn.com/abstract=2556460

Peter L. Lindseth (Contact Author)

University of Connecticut School of Law ( email )

65 Elizabeth Street
Hartford, CT 06105
United States
860-570-5392 (Phone)
860-570-5242 (Fax)

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