Insider Trading X-Ray in the Brazilian Securities Commission (CVM) 2002-2014

Center for Markets, Investments and Regulation - FGV Direito SP, February 2015

9 Pages Posted: 29 Apr 2015

See all articles by Viviane Muller Prado

Viviane Muller Prado

São Paulo Law School of Fundação Getulio Vargas FGV DIREITO SP

Renato Vilela

São Paulo Law School of Fundação Getulio Vargas FGV DIREITO SP

Date Written: April 28, 2015

Abstract

The article is a report from a descriptive quantitative empirical research of the decisions of the Brazilian Securities Commission (CVM) in administrative sanctioning proceeding, between 2002 and 2014, on the subject of insider trading. The results are presented graphically, compiling information from cases and defendants in four major groups: Insider trading cases in the CVM activity; Charged by insider trading; Privileged information used; and Punishment of conduct.

Keywords: insider trading, privileged information, insider information, Brazilian capital markets, Brazilian securities commission

Suggested Citation

Prado, Viviane Muller and Vilela, Renato, Insider Trading X-Ray in the Brazilian Securities Commission (CVM) 2002-2014 (April 28, 2015). Center for Markets, Investments and Regulation - FGV Direito SP, February 2015. Available at SSRN: https://ssrn.com/abstract=2600249

Viviane Muller Prado

São Paulo Law School of Fundação Getulio Vargas FGV DIREITO SP ( email )

R. Rocha, 233, Bela Vista
São Paulo, 01330-000
Brazil
00 55 11 3281-3421 (Phone)

Renato Vilela (Contact Author)

São Paulo Law School of Fundação Getulio Vargas FGV DIREITO SP ( email )

R. Rocha, 233, Bela Vista
São Paulo, 01330-000
Brazil

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