Unprofessional Advice

59 Pages Posted: 25 Aug 2016 Last revised: 18 Sep 2017

See all articles by Claudia E. Haupt

Claudia E. Haupt

Northeastern University - School of Law; Yale University - Yale Information Society Project

Date Written: August 22, 2016


Professional speech should receive robust First Amendment protection. It should be shielded from state interference that seeks to prescribe or alter the content of professional advice. But how should we decide what advice falls within the scope of defensible professional knowledge? Where, in other words, does First Amendment protection for professional speech end and tort liability for professional malpractice begin? This Article provides a theoretical foundation to distinguish professional from unprofessional advice.

The professions are best conceptualized as knowledge communities whose main reason for existence is the generation and dissemination of knowledge. But knowledge communities are not monolithic; there is a range of knowledge that is acceptable as good professional advice. Advice falling within this range should receive robust First Amendment protection. Conversely, bad advice is subject to professional malpractice liability, and the First Amendment provides no defense. Protecting good professional advice and sanctioning bad advice requires a normative and doctrinal defense for excluding outliers from First Amendment protection. In providing such a defense, this Article puts the First Amendment into conversation with the tort law of professional malpractice and the law of evidence governing the admissibility of expert testimony. Conceptualizing professionals as members of knowledge communities, this Article provides a theory to identify the range of valid professional knowledge for First Amendment purposes.

Keywords: professional speech, First Amendment, constitutional law, torts, medical malpractice, professional responsibility, law and religion, evidence

JEL Classification: I18, K10, K13, K 20, K30, K32

Suggested Citation

Haupt, Claudia E., Unprofessional Advice (August 22, 2016). 19 U. Pa. J. Const. L. 671 (2017), Available at SSRN: https://ssrn.com/abstract=2827762

Claudia E. Haupt (Contact Author)

Northeastern University - School of Law ( email )

416 Huntington Avenue
Boston, MA 02115
United States

Yale University - Yale Information Society Project ( email )

127 Wall Street
New Haven, CT 06511
United States

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