Memorandum on the Asset Management Industry
The Volcker Alliance Working Paper Nov. 2016
85 Pages Posted: 15 Dec 2016 Last revised: 7 Feb 2017
Date Written: Novemeber 2016
This memo aims to support the Volcker Alliance’s project on financial regulatory reform by providing a comprehensive account of the asset management industry in the United States: its structure, participants, and activities; how it is regulated; how it has evolved in recent years, particularly since the financial crisis; and potential risks to financial stability arising out of the industry.
Keywords: Asset Management, Investment Company, Investment Advisor
Suggested Citation: Suggested Citation