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Memorandum on the Asset Management Industry

The Volcker Alliance Working Paper Nov. 2016

UC Hastings Research Paper No. 228

85 Pages Posted: 15 Dec 2016 Last revised: 7 Feb 2017

John Crawford

University of California Hastings College of the Law

Date Written: Novemeber 2016

Abstract

This memo aims to support the Volcker Alliance’s project on financial regulatory reform by providing a comprehensive account of the asset management industry in the United States: its structure, participants, and activities; how it is regulated; how it has evolved in recent years, particularly since the financial crisis; and potential risks to financial stability arising out of the industry.

Keywords: Asset Management, Investment Company, Investment Advisor

Suggested Citation

Crawford, John, Memorandum on the Asset Management Industry (Novemeber 2016). The Volcker Alliance Working Paper Nov. 2016; UC Hastings Research Paper No. 228. Available at SSRN: https://ssrn.com/abstract=2884377

John Crawford (Contact Author)

University of California Hastings College of the Law ( email )

200 McAllister Street
San Francisco, CA 94102
United States

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