Who are 'Officers of the United States'?

75 Pages Posted: 16 Feb 2017 Last revised: 16 Mar 2017

Jennifer L. Mascott

Georgetown University Law Center

Date Written: February 16, 2017

Abstract

For decades courts have believed that only officials with “significant authority” are “Officers of the United States” subject to the Constitution’s Article II Appointments Clause requirements. But this standard has proven difficult to apply to major categories of officials, leading to a circuit split this past December over whether certain administrative law judges need Article II appointments. This article challenges whether “significant authority” is even the proper standard, using two distinctive tools: (i) “corpus linguistics”-style analysis of Founding Era documents and (ii) examination of appointments practices in the Continental Congress and the First Federal Congress. Both strongly suggest the original public meaning of “officer” is much broader than modern doctrine assumes — encompassing any government official with responsibility for an ongoing governmental duty.

This historical meaning of “officer” likely would extend to thousands of officials not currently appointed as Article II “officers,” such as tax collectors, disaster relief officials, federal inspectors, customs officials, and administrative judges. This conclusion might at first seem destructive to the civil service structure. But this article suggests that core components of the current federal hiring system might fairly readily be brought into compliance with Article II by amending who exercises final approval to rank candidates and hire them. These feasible but significant changes would restore a critical mechanism for democratic accountability and transparency intended by the Framers.

Keywords: Administrative law, constitutional law, interpretation, officers, appointments, Article II, corpus linguistics, original public meaning

Suggested Citation

Mascott, Jennifer L., Who are 'Officers of the United States'? (February 16, 2017). Stanford Law Review, Forthcoming. Available at SSRN: https://ssrn.com/abstract=2918952 or http://dx.doi.org/10.2139/ssrn.2918952

Jennifer L. Mascott (Contact Author)

Georgetown University Law Center ( email )

600 New Jersey Avenue, NW
Washington, DC 20001
United States

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