How are Robo-Advisors Regulated?

48 Pages Posted: 5 Sep 2017

Date Written: September 12, 2017

Abstract

This paper provides a detailed overview of the regulatory regime governing the provision of investment advice by robo-advisors.

Keywords: robo-advisor, robo-advice, investment adviser, fiduciary duty, duty of loyalty, duty of care, best interest, suitability rule, prudent investor rule

Suggested Citation

Fein, Melanie L., How are Robo-Advisors Regulated? (September 12, 2017). Available at SSRN: https://ssrn.com/abstract=3028232 or http://dx.doi.org/10.2139/ssrn.3028232

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