How are Robo-Advisors Regulated?
48 Pages Posted: 5 Sep 2017
Date Written: September 12, 2017
This paper provides a detailed overview of the regulatory regime governing the provision of investment advice by robo-advisors.
Keywords: robo-advisor, robo-advice, investment adviser, fiduciary duty, duty of loyalty, duty of care, best interest, suitability rule, prudent investor rule
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