Corporate Governance of Financial Institutions According to CRD IV & MiFID II: Preliminary Draft
16 Pages Posted: 31 Oct 2017 Last revised: 2 Nov 2017
Date Written: April 19, 2016
The days when the corporate governance of financial institutions was exclusively a matter of domestic company law, supplemented by self-regulation, now seem well and truly over. CRD IV and MiFID II introduce strict corporate governance rules under public law for investment firms, bank-investment firms, market operators and data reporting services providers, with compliance being monitored by the financial supervisors. This paper discusses the corporate governance of financial institutions according to CRD IV & MiFID II.
Keywords: Corporate Governance, CRD IV, MiFID II
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