Capital Market Supervision Strategies in the Face of Harmful But Legal Conduct

4 Pages Posted: 20 Nov 2017

See all articles by Aute Kasdorp

Aute Kasdorp

Erasmus University Rotterdam (EUR) - Rotterdam School of Management (RSM)

Date Written: November 16, 2017

Abstract

The primary objective of this note is to provide capital market supervisors with a range of considerations and supervisory options to act in the face of harmful but legal conduct. This will enable supervisors to decide on their optimal course of action in the face of harmful but legal market conduct, considering what is appropriate in their local regulatory context.

Keywords: capital market regulation, supervision, harmful conduct, legitimacy, regulatory lag

JEL Classification: K22, K42

Suggested Citation

Kasdorp, Aute, Capital Market Supervision Strategies in the Face of Harmful But Legal Conduct (November 16, 2017). Available at SSRN: https://ssrn.com/abstract=3072515 or http://dx.doi.org/10.2139/ssrn.3072515

Aute Kasdorp (Contact Author)

Erasmus University Rotterdam (EUR) - Rotterdam School of Management (RSM) ( email )

Keizersgracht 42B
Amsterdam, 1015CR
Netherlands

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