Capital Market Supervision Strategies in the Face of Harmful But Legal Conduct
4 Pages Posted: 20 Nov 2017
Date Written: November 16, 2017
The primary objective of this note is to provide capital market supervisors with a range of considerations and supervisory options to act in the face of harmful but legal conduct. This will enable supervisors to decide on their optimal course of action in the face of harmful but legal market conduct, considering what is appropriate in their local regulatory context.
Keywords: capital market regulation, supervision, harmful conduct, legitimacy, regulatory lag
JEL Classification: K22, K42
Suggested Citation: Suggested Citation