What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and Dodd-Frank

23 Fordham Journal of Corporate & Financial Law 379

Baruch College Zicklin School of Business Research Paper No. 2018-07-03

58 Pages Posted: 20 Jun 2018 Last revised: 25 Jul 2018

See all articles by Sean J. Griffith

Sean J. Griffith

Fordham University School of Law; European Corporate Governance Institute (ECGI)

Jane A. Norberg

U.S. Securities and Exchange Commission

Ian Engoron

Fordham University, School of Law, Students

Alice BrightSky

Fordham University School of Law

Tracey McNeil

U.S. Securities and Exchange Commission

Jennifer M. Pacella

Indiana University, Kelley School of Business

Judith Weinstock

U.S. Securities and Exchange Commission

Jason Zuckerman

Zuckerman Law

Date Written: 2018

Abstract

This Symposium issue discusses whistleblowing in the post-Sarbanes Oxley and Dodd-Frank era. Through a panel at Fordham Law School comprising whistleblowing and corporate compliance experts, practitioners, and scholars, unique insights are offered as to the importance of whistleblowers today, their need for protection from retaliation, and the appropriate response of organizations to their reports.

Suggested Citation

Griffith, Sean J. and Norberg, Jane A. and Engoron, Ian and BrightSky, Alice and McNeil, Tracey and Pacella, Jennifer M. and Weinstock, Judith and Zuckerman, Jason, What Would We Do Without Them: Whistleblowers in the Era of Sarbanes-Oxley and Dodd-Frank (2018). 23 Fordham Journal of Corporate & Financial Law 379; Baruch College Zicklin School of Business Research Paper No. 2018-07-03. Available at SSRN: https://ssrn.com/abstract=3189466

Sean J. Griffith

Fordham University School of Law ( email )

150 West 62nd Street
New York, NY 10023
United States

European Corporate Governance Institute (ECGI) ( email )

c/o ECARES ULB CP 114
B-1050 Brussels
Belgium

Jane A. Norberg

U.S. Securities and Exchange Commission

Ian Engoron

Fordham University, School of Law, Students

New York, NY
United States

Alice BrightSky

Fordham University School of Law ( email )

140 West 62nd Street
New York, NY 10023
United States

Tracey McNeil

U.S. Securities and Exchange Commission

Jennifer M. Pacella (Contact Author)

Indiana University, Kelley School of Business ( email )

1309 East Tenth Street
Bloomington, IN 47405
United States

Judith Weinstock

U.S. Securities and Exchange Commission

Jason Zuckerman

Zuckerman Law ( email )

1629 K Street
Suite 300
Washington, DC 20006
United States

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