The Effect of Real Activities Manipulation on Going Concern Audit Opinions for Financially Distressed Companies

Xu, H., Dao, M. and Wu, J., 2018. The effect of real activities manipulation on going concern audit opinions for financially distressed companies. Review of Accounting and Finance, 17(4), pp.514-539.

Posted: 8 Aug 2018 Last revised: 16 Apr 2020

See all articles by Hongkang Xu

Hongkang Xu

University of Massachusetts Dartmouth

Mai Dao

University of Toledo - College of Business Administration

Jia Wu

University of Massachusetts Dartmouth

Date Written: July 19, 2016

Abstract

This study examines the effect of real activities manipulation (RAM) on auditors’ decision of issuing going concern opinions for financially distressed companies. It draws on the theory that auditors perceive RAM as a potential litigation risk and a signal of client firms using other earnings management mechanisms to meet earnings targets (Kim and Park, 2014; Commerford et al., 2014). We find that auditors are more likely to issue going concern opinions to financially distressed clients with aggressive RAM to avert future litigation risk.The findings suggest RAM affects the audit process and leads auditors to report more conservatively.

Keywords: real activities manipulation, going concern opinion, auditor reporting conservatism

Suggested Citation

Xu, Hongkang and Dao, Mai and Wu, Jia, The Effect of Real Activities Manipulation on Going Concern Audit Opinions for Financially Distressed Companies (July 19, 2016). Xu, H., Dao, M. and Wu, J., 2018. The effect of real activities manipulation on going concern audit opinions for financially distressed companies. Review of Accounting and Finance, 17(4), pp.514-539., Available at SSRN: https://ssrn.com/abstract=3216811

Hongkang Xu (Contact Author)

University of Massachusetts Dartmouth ( email )

285 Old Westport Road
N Dartmouth, MA 02747-2300
United States

Mai Dao

University of Toledo - College of Business Administration ( email )

2801 W. Bancroft
Toledo, OH 43606
United States

Jia Wu

University of Massachusetts Dartmouth ( email )

285 Old Westport Road
N Dartmouth, MA 02747
United States

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