Simply the Best (Interest) - SEC Proposes New Broker-Dealer Standard and Additional Related Guidance
46 Bloomberg Tax/Tax Management Compensation Planning Journal 127
8 Pages Posted: 14 Aug 2018
Date Written: August 3, 2018
The SEC has moved forward in crafting a series of proposals focused on the "best interest" of certain customers of Brokers and advisers. The authors discuss these proposals and what they may mean for the market.
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