Download This PaperThe Regulation of Digital Investment Advice
13 Pages Posted: 6 Nov 2019
Date Written: January 11, 2019
Abstract
Digital investment advice, or robo-advice, is a growing trend in the financial services industry. It is expected that by 2022, robo-advisers will manage over $4 trillion in assets. Robo-advice covers a wide range of services, however all involve advice derived from algorithms. This article will discuss what robo-advice is as well as how it is regulated by the SEC and FINRA.
Suggested Citation: Suggested Citation
Lazaro, Christine, The Regulation of Digital Investment Advice (January 11, 2019). St. John's Legal Studies Research Paper No. 19-0001, Available at SSRN: https://ssrn.com/abstract=3314271
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