Exchange-Traded Funds: Neither Fish Nor Fowl

18 Pages Posted: 20 Jun 2019

See all articles by Eric D. Roiter

Eric D. Roiter

Boston University - School of Law

Date Written: June 19, 2018

Abstract

This article first explains the design of ETFs, traces their growth, and reviews trading and investment strategies. The article next examines the regulatory framework within which ETFs must be made to fit, the record of exemptive relief granted by the SEC, and the agency’s protracted efforts to adopt rules for ETFs.

Keywords: Exchange-Traded Funds, ETFs, Securities and Exchange Commission

Suggested Citation

Roiter, Eric D., Exchange-Traded Funds: Neither Fish Nor Fowl (June 19, 2018). Available at SSRN: https://ssrn.com/abstract=3403840 or http://dx.doi.org/10.2139/ssrn.3403840

Eric D. Roiter (Contact Author)

Boston University - School of Law ( email )

765 Commonwealth Avenue
Boston, MA 02215
United States

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