Building a Eurasian Capital Market: Understanding the Operating Mechanism and Legal Framework of Shanghai-London Stock Connect

Journal of International Banking Law and Regulation (2020), Vol.35(2), pp.67-74

8 Pages Posted: 5 Dec 2019 Last revised: 25 Mar 2021

See all articles by Ningyao Ye

Ningyao Ye

China University of Political Science and Law - School of Juris Master

Lerong Lu

The Dickson Poon School of Law, King's College London

Date Written: January 1, 2020

Abstract

This article provides an in-depth analysis of laws and regulations relating to Shanghai-London Stock Connect (SLSC) which enables investors and public companies in both China and the UK to access each other’s capital markets. It introduces the history and latest developments of the SLSC. It considers the SLSC’s operating mechanism, including the East Bound and West Bound sub-schemes, and how the pilot scheme is regulated under Chinese and English laws. Moreover, it evaluates potential regulatory challenges posed by the SLSC.

Keywords: Shanghai-London Stock Connect, Capital Markets Law, Securities Regulation, Stock Market, Shanghai Stock Exchange, London Stock Exchange, China, Chinese Economy, IPO, Initial Public Offering, Share Listing

Suggested Citation

Ye, Ningyao and Lu, Lerong, Building a Eurasian Capital Market: Understanding the Operating Mechanism and Legal Framework of Shanghai-London Stock Connect (January 1, 2020). Journal of International Banking Law and Regulation (2020), Vol.35(2), pp.67-74, Available at SSRN: https://ssrn.com/abstract=3489897

Ningyao Ye

China University of Political Science and Law - School of Juris Master ( email )

Beijing
China

HOME PAGE: http://flssxy.cupl.edu.cn/en/info/1009/1216.htm

Lerong Lu (Contact Author)

The Dickson Poon School of Law, King's College London ( email )

Strand
London, WC2R 2LS
United Kingdom

HOME PAGE: http://www.kcl.ac.uk/people/lerong-lu

Do you have a job opening that you would like to promote on SSRN?

Paper statistics

Downloads
43
Abstract Views
253
PlumX Metrics