The Failed Transparency Regime for Executive Agreements: An Empirical and Normative Analysis

97 Pages Posted: 28 May 2020 Last revised: 10 Dec 2020

See all articles by Oona A. Hathaway

Oona A. Hathaway

Yale University - Law School

Curtis Bradley

University of Chicago Law School

Jack Landman Goldsmith

Harvard Law School

Date Written: December 10, 2020

Abstract

The Constitution specifies only one process for making international agreements. Article II states that the President “shall have Power, by and with the Advice and Consent of the Senate, to make Treaties, provided two thirds of the Senators present concur.” The treaty process has long been on a path to obsolescence, however, with fewer and fewer treaties being made in each presidential administration. Nevertheless, the United States has not stopped making international agreements. Even as Article II treaties have come to a near halt, the United States has concluded hundreds of binding international agreements each year. These agreements, known as “executive agreements,” are made by the President without submitting them to the Senate, or to Congress, at all. Congress has responded to the rise of executive agreements by imposing a transparency regime — requiring that all the binding executive agreements be reported to Congress and that important agreements
be published for the public to see.

Until now, however, there has been no systematic assessment of how well the transparency regime has been working. This Article seeks to fill that gap. Through a Freedom of Information Act lawsuit, we obtained thousands of documents relating to the agreements reported to Congress and the legal authority on which the executive branch has relied forthese agreements. Together with a series of interviews with lawyers directly involved in the process, this new information has given us an unprecedented look inside the system of concluding, publicizing, and reporting executive agreements. For the first time, we can describe how the system for making and scrutinizing executive agreements actually works — and when and how it fails to work. The overall picture that emerges is one of dysfunction and nonaccountability. In brief: there is reason to believe that the executive branch’s reporting to Congress has been incomplete; the entire publication and reporting process is opaque to everyone involved, including executive branch officials and congressional staffers; and Congress is failing in its oversight role. The “system” is badly in need of repair if we are going to preserve the integrity and legality of the United States’ primary means of making international commitments.

Suggested Citation

Hathaway, Oona A. and Bradley, Curtis and Goldsmith, Jack Landman, The Failed Transparency Regime for Executive Agreements: An Empirical and Normative Analysis (December 10, 2020). Harvard Law Review, Vol. 134, No. 2, pp. 629-725, Yale Law School, Public Law Research Paper Forthcoming, Duke Law School Public Law & Legal Theory Series No. 2020-35, Harvard Public Law Working Paper No. 20-15, Available at SSRN: https://ssrn.com/abstract=3589900 or http://dx.doi.org/10.2139/ssrn.3589900

Oona A. Hathaway (Contact Author)

Yale University - Law School ( email )

P.O. Box 208215
New Haven, CT 06520-8215
United States
203-432-4992 (Phone)
203-432-1107 (Fax)

Curtis Bradley

University of Chicago Law School ( email )

1111 E. 60th St.
Chicago, IL 60637
United States

Jack Landman Goldsmith

Harvard Law School ( email )

1575 Massachusetts
Hauser 406
Cambridge, MA 02138
United States

Do you have a job opening that you would like to promote on SSRN?

Paper statistics

Downloads
378
Abstract Views
2,149
rank
96,864
PlumX Metrics