Are Constitutional Rights Enough? An Empirical Assessment of Racial Bias in Police Stops

82 Pages Posted: 27 Aug 2020

See all articles by Rohit Asirvatham

Rohit Asirvatham

affiliation not provided to SSRN

Michael Frakes

Duke University School of Law

Date Written: August 13, 2020

Abstract

This Article seeks to empirically test the conventional wisdom that a permissive constitutional standard bearing on pretextual traffic stops — such as that held by the Supreme Court in Whren v. United States — contributes to racial disparities in police officers’ decisions to initiate stops. To gain empirical traction on this question, we consider a natural experiment afforded by variations in constitutional law in the State of Washington. Following Whren, the Washington Supreme Court took a more restrictive stance than the U.S. Supreme Court, prohibiting pretextual stops by police officers. Thereafter, in December, 2012, the Washington Supreme Court reversed course and returned to a lax standard effectively equivalent to that of Whren.

We investigate the effect of this latter change in the law — i.e., the 2012 retreat to a Whren-like standard — on the degree of racial disparities in traffic stops in Washington. For these purposes, we use a dataset of over 7 million traffic stops from 2010 to 2015 and employ a range of empirical techniques — including the estimation of difference-in-difference models and triple-differences models — that are designed to isolate the effect of the change in Washington constitutional law and account for both observable and unobservable factors that may also impact racial disparities in traffic stop rates. In particular, we employ a novel methodological approach designed to separate the effect of the change in constitutional standards in Washington from the effect of Washington’s contemporaneous legalization of recreational marijuana.

Across our deep dive into these matters, we fail to find evidence that supports the conventional wisdom that Whren intensifies racial bias in officers’ decisions to initiate stops. On the contrary, our results suggest that constitutional standards, at best, have little to no impact on the gap between the stop rates of non-white and white drivers (or between black and white drivers).

Racial disparities in traffic stops are an undeniable problem. And to best address this problem, we need to understand which legal tools do and do not work in regulating officer behavior. We suggest that the rejection of the conventional wisdom implied by our findings may be due to certain inherent weaknesses in the way in which the relevant constitutional standards are enforced — i.e., via the exclusionary rule. To the extent an officer’s decision to initiate a traffic stop is heavily driven by factors other than the remote possibility that any evidence obtained during a pretextual stop will be suppressed, it is unlikely that a constitutional-rights-based approach will meaningfully reduce racial disparities in traffic stop rates in practice. Instead, we propose several extra-constitutional approaches to this critical problem, including the use of administrative disciplinary systems that evaluate an officer’s aggregate pattern of behavior, not their behavior in individual cases — i.e., approaches designed to bolster a deterrent channel — along with the development of technologies that rely less on officer discretion in the first place.

Suggested Citation

Asirvatham, Rohit and Frakes, Michael, Are Constitutional Rights Enough? An Empirical Assessment of Racial Bias in Police Stops (August 13, 2020). Duke Law School Public Law & Legal Theory Series No. 2020-56, Available at SSRN: https://ssrn.com/abstract=3673574 or http://dx.doi.org/10.2139/ssrn.3673574

Rohit Asirvatham

affiliation not provided to SSRN

Michael Frakes (Contact Author)

Duke University School of Law ( email )

210 Science Drive
Box 90362
Durham, NC 27708
United States

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