Best Execution Compliance Automation

Financial Services Research April 2006 - Z/Yen Group

3 Pages Posted: 7 Oct 2020

Date Written: 2006

Abstract

MiFID requires investment firms to be able to demonstrate that they have secured the best possible execution for their clients, taking into account the various characteristics of the trades involved. In this article, Mark Yeandle, Senior Consultant at Z/Yen, reviews the development and testing of Z/Yen’s risk/ reward prediction software that offers a ‘sifting engine’ designed to help firms automate the best execution compliance function.

Keywords: Execution Compliance Automation, MiFID, Risk/Reward Prediction

JEL Classification: G00 - General

Suggested Citation

Yeandle, Mark, Best Execution Compliance Automation (2006). Financial Services Research April 2006 - Z/Yen Group, Available at SSRN: https://ssrn.com/abstract=3676971

Mark Yeandle (Contact Author)

Z/Yen Partners ( email )

41 Lothbury
London
United Kingdom
07711434353 (Phone)
EC2R 7HG (Fax)

HOME PAGE: http://www.zyen.com

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