Article 36: Review of AI Decision-Support Systems and Other Emerging Technologies of Warfare
T.M.C. Asser Institute for International & European Law
Asser Research Paper 2021-02, forthcoming in: Yearbook of International Humanitarian Law (YIHL), Volume 23 (2020), The Hague: T.M.C. Asser Press (2021)
42 Pages Posted: 12 Apr 2021 Last revised: 14 Apr 2021
Date Written: March 17, 2021
Abstract
The AI decision-support systems significantly impact the way states make decisions in warfare, conduct hostilities, and whether these military decisions comply with international humanitarian law. Decision-support systems, even if they do not autonomously execute targets, can play a critical role in the long chain of human-machine and machine-machine decision-making infrastructure, thus contributing to the co-production of hostilities.
Due to a lack of a definition of the treaty terms ‘weapons, means or methods of warfare’, it is unclear whether non-weaponised AI decision-support systems should be subjected to a legal review prescribed by article 36 of the Additional Protocol I. It remains a challenge to determine exactly what should be subjected to review beyond weapons.
This article suggests that based on the following four criteria it can be determined whether an item should be subjected to a legal review: (i) it poses a challenge to the application of international humanitarian law; (ii) it is integral to military decision-making; (iii) it has a significant impact on military operations; (iv) and it contributes to critical offensive capabilities. If an item meets all four criteria, it should not be deployed without the issue of legality being explored with care.
By applying the legal review to AI decision-support systems, states fulfil the duty to observe international humanitarian law in decision-making and mitigate risks to unlawful conduct in warfare. The author further promotes the conceptualization of article 36 as a review of technologies of warfare.
Keywords: international humanitarian law, article 36, legal review, technologies of warfare, military AI, decision-support systems, recommender systems
JEL Classification: K33
Suggested Citation: Suggested Citation