78 Pages Posted: 4 Sep 2021 Last revised: 10 Nov 2021
Date Written: March 22, 2021
Despite the promise of efficiency through the use of expert agency adjudication in U.S. patent law, administrative substitution continues to fall short. In a variety of ways, the decade-old system of Patent Office adjudication is simply an additional place to litigate rather than the robust technocratic alternative it was meant to be. These problems have arisen from important defects in the statutory design, but also from the enormous expansion and ascendancy of the Patent Office itself. Moreover, while duplicative litigation over patent validity is recognized and criticized, its scale and scope has eluded detailed empirical analysis until now. This Article documents and measures those ill effects and explains their structural origins. It evaluates varying responses from Federal Circuit and Supreme Court decisions and from regulatory experimentation in the Patent Office itself. The Article concludes with proposals for reform. The analytical framework for reform that is suggested here is especially timely given the incompleteness of judicial and regulatory responses thus far.
Keywords: patent, administrative, litigation, substitution, duplication, efficiency, America Invents Act, inter partes, post grant, NHK, Fintiv, USPTO, PTAB, ITC, AIA, IPR, CBM, PGR
JEL Classification: D23, D73, K23, K41, O31, O34, O38
Suggested Citation: Suggested Citation