Aligned with Whom? Direct and Social Goals for Ai Systems

24 Pages Posted: 9 May 2022 Last revised: 6 Jan 2025

See all articles by Anton Korinek

Anton Korinek

University of Virginia; National Bureau of Economic Research (NBER)

Avital Balwit

University of Oxford

Multiple version iconThere are 2 versions of this paper

Date Written: May 2022

Abstract

As artificial intelligence (AI) becomes more powerful and widespread, the AI alignment problem—how to ensure that AI systems pursue the goals that we want them to pursue—has garnered growing attention. This article distinguishes two types of alignment problems depending on whose goals we consider, and analyzes the different solutions necessitated by each. The direct alignment problem considers whether an AI system accomplishes the goals of the entity operating it. In contrast, the social alignment problem considers the effects of an AI system on larger groups or on society more broadly. In particular, it also considers whether the system imposes externalities on others. Whereas solutions to the direct alignment problem center around more robust implementation, social alignment problems typically arise because of conflicts between individual and group-level goals, elevating the importance of AI governance to mediate such conflicts. Addressing the social alignment problem requires both enforcing existing norms on their developers and operators and designing new norms that apply directly to AI systems.

Suggested Citation

Korinek, Anton and Balwit, Avital, Aligned with Whom? Direct and Social Goals for Ai Systems (May 2022). NBER Working Paper No. w30017, Available at SSRN: https://ssrn.com/abstract=4104003

Anton Korinek (Contact Author)

University of Virginia

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National Bureau of Economic Research (NBER) ( email )

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Avital Balwit

University of Oxford ( email )

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Oxford, OX2 6LE

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