Be Nice to the Air: Severe Haze Pollution and Mutual Fund Risk

Posted: 26 Sep 2022 Last revised: 9 Dec 2022

See all articles by Suvra Roy

Suvra Roy

Massey University - School of Economics and Finance

Harvey Nguyen

Massey University, Massey Business School; Monash University

Nuttawat Visaltanachoti

Massey University - Department of Economics and Finance

Date Written: September 7, 2022

Abstract

Air pollution is one of the greatest environmental risks and affects various aspects of life. Motivated by the increasing roles of mutual funds in financial markets in recent decades, this study examines the impact of ambient pollution on mutual fund risk in China where pollution is among the most serious environmental concerns. Using propriety data manually collected from various datasets, we find that polluted air increases mutual funds’ tracking errors. The findings are robust after accounting for fund attributes, manager characteristics, and market environment variations. The adoption of different identification strategies, including instrumental variable estimations and difference-in-difference analyses based on two natural experiments, suggests the impact of air pollution on mutual funds’ tracking errors is causal.

Keywords: Air Pollution, Mutual Funds, Cognitive Biases, Health Concerns, Natural Experiments, Difference-in-Difference.

JEL Classification: Q5, G20, G23, G41

Suggested Citation

Roy, Suvra and Nguyen, Harvey and Visaltanachoti, Nuttawat, Be Nice to the Air: Severe Haze Pollution and Mutual Fund Risk (September 7, 2022). Available at SSRN: https://ssrn.com/abstract=4212150 or http://dx.doi.org/10.2139/ssrn.4212150

Suvra Roy (Contact Author)

Massey University - School of Economics and Finance ( email )

Private Bag 102904
Auckland, 0745
New Zealand

Harvey Nguyen

Massey University, Massey Business School ( email )

Private Bag 11 222
Auckland, North Shore, Albany 0632
New Zealand

Monash University ( email )

23 Innovation Walk
Wellington Road
Clayton, Victoria 3800
Australia

Nuttawat Visaltanachoti

Massey University - Department of Economics and Finance ( email )

School of Economics and Finance
Private Bag 102904, NSMC
Auckland
New Zealand
64 9 414 0800 (43169) (Phone)
64 9 441 8177 (Fax)

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