ESG and Equity Performance in Private Market, Primary Market, and Secondary Market

The Journal of Alternative Investments  Summer 2024, 27 (1) 28 - 49

Posted: 7 Aug 2023 Last revised: 13 Apr 2024

See all articles by Albert Zhao

Albert Zhao

Morningstar Investment Management, LLC.

James X. Xiong

Morningstar Investment Management

Thomas M. Idzorek

Morningstar Investment Management

Date Written: April 2, 2024

Abstract

The role of ESG characteristic in equity performance at both firm-level and sector-level is investigated. We provide a wide range of analysis that covers private, primary, and secondary markets. A comprehensive dataset is constructed to link three markets. Non-green equity outperforms green equity in both private and secondary markets; in primary market the non-green IPOs are issued at a discount relative to green IPOs. The analysis shows that green(non-green) equity is relatively overvalued(undervalued) at IPO. Sector-level ESG information dominates firm-level ESG information in explaining the outperformance of non-green firms in both private and secondary markets. Valuation/Change in Cash multiple at IPO verifies the higher valuation of green equity relative to that of non-green equity. ESG characteristic of PE firms, when being evaluated at IPO, is conditional on healthy financial fundamentals of PE firms.

Keywords: ESG, IPO, Private Equity, Impact Investing, Primary Market

JEL Classification: C58, C55, E22, D53, G12, G32

Suggested Citation

Zhao, Albert and Xiong, James X. and Idzorek, Thomas, ESG and Equity Performance in Private Market, Primary Market, and Secondary Market (April 2, 2024). The Journal of Alternative Investments  Summer 2024, 27 (1) 28 - 49, Available at SSRN: https://ssrn.com/abstract=4532793 or http://dx.doi.org/10.2139/ssrn.4532793

Albert Zhao (Contact Author)

Morningstar Investment Management, LLC. ( email )

22 W Washington Street
Chicago, IL 60602
United States

James X. Xiong

Morningstar Investment Management ( email )

22 W Washington
Chicago, IL 60602
United States

Thomas Idzorek

Morningstar Investment Management ( email )

22 W Washington Street
Chicago, IL 60602
United States

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