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Relative Efficacy of Masks and Respirators as Source Control for Viral Aerosol Shedding from People Infected with SARS-CoV-2: A Human Controlled Trial

18 Pages Posted: 15 Nov 2023

See all articles by Jianyu Lai

Jianyu Lai

University of Maryland

Kristen K. Coleman

University of Maryland

S.-H. Sheldon Tai

University of Maryland

Jennifer German

University of Maryland

Filbert Hong

University of Maryland

Barbara Albert

University of Maryland

Yi Esparza

University of Maryland

Aditya K. Srikakulapu

University of Maryland

Petri Kalliomäki

University of Maryland

Maria Schanz

University of Maryland

Alycia A. Smith

University of Maryland

Isabel Sierra Maldonado

University of Maryland

Molly Oertel

University of Maryland

Naja Fadul

University of Maryland

T. Louie Gold

University of Maryland

Kathleen McPhaul

University of Maryland

Tianzhou Ma

University of Maryland

Benjamin J. Cowling

The University of Hong Kong - WHO Collaborating Centre for Infectious Disease Epidemiology and Control

Donald K. Milton

University of Maryland - Maryland Institute for Applied Environmental Health

More...

Abstract

Background: Tight-fitting masks and respirators, in manikin studies, improved aerosol source control compared to loose-fitting masks. Whether this translates to humans is not known.

Methods: We compared efficacy of masks (cloth and surgical) and respirators (KN95 and N95) as source control for SARS-CoV-2 viral load in exhaled breath of volunteers with COVID-19. Volunteers provided paired unmasked and masked breath samples allowing computation of source-control factors.

Findings: All masks and respirators significantly reduced exhaled viral load, without fit tests or training. A duckbill N95 reduced exhaled viral load by 98% (95% CI: 97% to 99%), and significantly outperformed a KN95 (p<0·001) as well as cloth and surgical masks. Cloth masks outperformed a surgical mask (p=0·012) and the tested KN95 (p=0·028).

Interpretation: These results suggest that N95 respirators could be the standard of care in nursing homes and healthcare settings when respiratory viral infections are prevalent in the community and healthcare-associated transmission risk is elevated.

Funding: This work was supported by the Prometheus-UMD, sponsored by the Defense Advanced Research Projects Agency (DARPA) BTO under the auspices of Col. Matthew Hepburn through agreement N66001-18-2-4015, the National Institute of Allergy and Infectious Diseases Centers of Excellence for Influenza Research and Surveillance (CEIRS) Contract Number HHSN272201400008C, and the Centers for Disease Control and Prevention Contract Number 200-2020-09528; by a grant from the Bill & Melinda Gates Foundation; and by a generous gift from The Flu Lab (https://theflulab.org).

Declaration of Interest: B.J.C. consults for AstraZeneca, Fosun Pharma, GlaxoSmithKline, Haleon, Moderna, Novavax, Pfizer, Roche, and Sanofi Pasteur. D.K.M. consults for A.I.R LLC. The authors declare no other competing interests.

Ethical Approval: This study was conducted at the University of Maryland, College Park (UMD). It was approved by the University of Maryland Institutional Review Board and the Human Research Protection Office of the Department of the Navy. Informed consent was obtained from all study participants.

Keywords: Source control, SARS-CoV-2, surgical masks, respirators, exhaled breath aerosols

Suggested Citation

Lai, Jianyu and Coleman, Kristen K. and Tai, S.-H. Sheldon and German, Jennifer and Hong, Filbert and Albert, Barbara and Esparza, Yi and Srikakulapu, Aditya K. and Kalliomäki, Petri and Schanz, Maria and Smith, Alycia A. and Maldonado, Isabel Sierra and Oertel, Molly and Fadul, Naja and Gold, T. Louie and McPhaul, Kathleen and Ma, Tianzhou and Cowling, Benjamin J. and Milton, Donald K., Relative Efficacy of Masks and Respirators as Source Control for Viral Aerosol Shedding from People Infected with SARS-CoV-2: A Human Controlled Trial. Available at SSRN: https://ssrn.com/abstract=4631479 or http://dx.doi.org/10.2139/ssrn.4631479

Jianyu Lai

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Kristen K. Coleman

University of Maryland ( email )

College Park
College Park, MD 20742
United States

S.-H. Sheldon Tai

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Jennifer German

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Filbert Hong

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Barbara Albert

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Yi Esparza

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Aditya K. Srikakulapu

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Petri Kalliomäki

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Maria Schanz

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Alycia A. Smith

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Isabel Sierra Maldonado

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Molly Oertel

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Naja Fadul

University of Maryland ( email )

College Park
College Park, MD 20742
United States

T. Louie Gold

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Kathleen McPhaul

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Tianzhou Ma

University of Maryland ( email )

College Park
College Park, MD 20742
United States

Benjamin J. Cowling

The University of Hong Kong - WHO Collaborating Centre for Infectious Disease Epidemiology and Control ( email )

7 Sassoon Road
Hong Kong
China
+852 3917 6711 (Phone)

Donald K. Milton (Contact Author)

University of Maryland - Maryland Institute for Applied Environmental Health ( email )