A Risk-Based Regulatory Approach to Autonomous Weapon Systems

21 Pages Posted: 18 Apr 2024

See all articles by Alexander Blanchard

Alexander Blanchard

Stockholm International Peace Research Institute (SIPRI)

Claudio Novelli

University of Bologna- Department of Legal Studies; Yale University - Digital Ethics Center

Luciano Floridi

Yale University - Digital Ethics Center; University of Bologna- Department of Legal Studies

Mariarosaria Taddeo

University of Oxford - Oxford Internet Institute

Date Written: April 2, 2024

Abstract

International regulation of autonomous weapon systems (AWS) is increasingly conceived as an exercise in risk management. This requires a shared approach for assessing the risks of AWS. This paper presents a structured approach to risk assessment and regulation for AWS, adapting a qualitative framework inspired by the Intergovernmental Panel on Climate Change (IPCC). It examines the interactions among key risk factors—determinants, drivers, and types—to evaluate the risk magnitude of AWS and establish risk tolerance thresholds through a risk matrix informed by background knowledge of event likelihood and severity. Further, it proposes a methodology to assess community risk appetite, emphasizing that such assessments and resulting tolerance levels should be determined through deliberation in a multistakeholder forum. The paper highlights the complexities of applying risk-based regulations to AWS internationally, particularly the challenge of defining a global community for risk assessment and regulatory legitimization.

Keywords: Autonomous Weapons Systems, Artificial Intelligence, Risk Threshold, Predictability Problem, Governance, Regulation.

JEL Classification: CEDE

Suggested Citation

Blanchard, Alexander and Novelli, Claudio and Floridi, Luciano and Taddeo, Mariarosaria, A Risk-Based Regulatory Approach to Autonomous Weapon Systems (April 2, 2024). Available at SSRN: https://ssrn.com/abstract=4781751 or http://dx.doi.org/10.2139/ssrn.4781751

Alexander Blanchard

Stockholm International Peace Research Institute (SIPRI) ( email )

Signalistgatan 9, SE-169 70
Solna
Sweden

Claudio Novelli

University of Bologna- Department of Legal Studies ( email )

Via Zamboni 22
Bologna, Bo 40100
Italy

HOME PAGE: http://https://dsg.unibo.it/en

Yale University - Digital Ethics Center ( email )

85, Trumbull Street
New Haven, CT 06511
United States

HOME PAGE: http://https://dec.yale.edu

Luciano Floridi

Yale University - Digital Ethics Center ( email )

85 Trumbull Street
New Haven, CT CT 06511
United States
2034326473 (Phone)

University of Bologna- Department of Legal Studies ( email )

Via Zamboni 22
Bologna, Bo 40100
Italy

HOME PAGE: http://www.unibo.it/sitoweb/luciano.floridi/en

Mariarosaria Taddeo (Contact Author)

University of Oxford - Oxford Internet Institute ( email )

1 St. Giles
University of Oxford
Oxford OX1 3PG Oxfordshire, Oxfordshire OX1 3JS
United Kingdom

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