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Interpretable Artificial Intelligence in Assisting Treatment Response Prediction for Locally Advanced Rectal Cancer: A Prospective, Multicenter, Human-Model Interaction Study

25 Pages Posted: 2 Jul 2024

See all articles by Xiao-Lin Pang

Xiao-Lin Pang

Sun Yat-sen University (SYSU)

Xiaobo Chen

Southern Medical University - Department of Radiology

Li-Li Feng

Sun Yat-sen University (SYSU)

Minping Hong

Zhejiang Chinese Medical University

Pei-Yi Xie

Sun Yat-sen University (SYSU)

Kaikai Wei

Sun Yat-sen University (SYSU)

Jian Zheng

Sun Yat-sen University (SYSU)

Jie Shi

Southern Medical University - Guangdong Provincial Key Laboratory of Gastroenterology

Zhi-Hao Cheng

Sun Yat-sen University (SYSU)

Weidong Han

Zhejiang University - Department of Medical Oncology; Zhejiang University - Laboratory of Cancer Biology

Hongjie Cai

Zhejiang Chinese Medical University

Zaiyi Liu

Guangdong Academy of Medical Sciences - Department of Radiology

Xin-Juan Fan

Zhengzhou University

Xiang-Bo Wan

affiliation not provided to SSRN

More...

Abstract

Background: Preoperative assessment of pathological complete response (pCR) to neoadjuvant therapy (NAT) is an urgent need for anorectal preservation in patients with locally advanced rectal cancer (LARC). Artificial intelligence assistance remains challenging for lacking prospective validation and reliable interpretability.

Methods: Eligible LARC patients were retrospectively collected. Radiomic features extracted from post-NAT magnetic resonance imaging were applied to train a Deep Residual Shrinkage Network (DRSN) to generate Radscore for pCR probability. DRSN was further integrated with significant clinicopathological factors to construct a multimodality model, named as RAPIDS-II, in training set. RAPIDS-II performance in pCR prediction was verified in a testing set and further confirmed in a multicenter, prospective validation trial (NCT04278274). The improvements of radiologists visual assessment with RAPIDS-II assistance were evaluated in this prospective cohort. Area under curve (AUC) was used as primary endpoint for model performance.

Findings: Retrospectively recruited 823 LARC patients were divided into training set (n=575) and testing set (n=248). Compared to DRSN model, RAPIDS-II showed a comparable AUC of 0.813 [95% confidence interval (95%CI) 0.736-0.874] in testing set (P=0.020). In the prospective validation cohort (n=207), RAPIDS-II performed robustly with AUC of 0.795 (95%CI 0.723-0.859) in identifying pCR patients. Importantly, RAPIDS-II assistance resulted in improvements in overall AUC and sensitivity of radiologists’ visual assessment, especially for junior radiologists. Interpretable SHapley Additive exPlanations analysis identified that Radscore attributed most to RAPIDS-II prediction.

Interpretation: Interpretable RAPIDS-II model performed well in pCR prediction, providing a reliable tool in real world scenarios to tailor therapy for LARC patients.

Trial Registration: ClinicalTrials.gov identifier NCT04278274.

Funding: National Science Fund for Distinguished Young Scholars (No.82225040); National Key Research and Development Program of China (No.2022YFC2503700, No.2022YFA1105300); Natural Science Foundation of Guangdong Province (No. 2023A1515011414); National Science Fund for Outstanding Young Scholars (No.82122057); Natural Science Foundation of China (No.82171163, No.82302307); and National Postdoctoral Program for Innovative Talents of China (No.BX20220359).

Declaration of Interest: All authors declare no competing interests.

Ethical Approval: The study was conducted in accordance with Declaration of Helsinki and approved by institutional ethic committees. The study protocol was designed and reported according to the TRIPOD statement specific to machine learning, and SPIRIT-AI and CONSORT-AI extension guidelines, respectively.

Keywords: Artificial Intelligence, Radiomics, Interpretable AI-Human Interaction, Machine Learning, Pathological Complete Response, Rectal Cancer

Suggested Citation

Pang, Xiao-Lin and Chen, Xiaobo and Feng, Li-Li and Hong, Minping and Xie, Pei-Yi and Wei, Kaikai and Zheng, Jian and Shi, Jie and Cheng, Zhi-Hao and Han, Weidong and Cai, Hongjie and Liu, Zaiyi and Fan, Xin-Juan and Wan, Xiang-Bo, Interpretable Artificial Intelligence in Assisting Treatment Response Prediction for Locally Advanced Rectal Cancer: A Prospective, Multicenter, Human-Model Interaction Study. Available at SSRN: https://ssrn.com/abstract=4881309 or http://dx.doi.org/10.2139/ssrn.4881309

Xiao-Lin Pang

Sun Yat-sen University (SYSU) ( email )

Xiaobo Chen

Southern Medical University - Department of Radiology ( email )

Li-Li Feng

Sun Yat-sen University (SYSU) ( email )

Minping Hong

Zhejiang Chinese Medical University ( email )

Pei-Yi Xie

Sun Yat-sen University (SYSU) ( email )

Kaikai Wei

Sun Yat-sen University (SYSU) ( email )

Jian Zheng

Sun Yat-sen University (SYSU) ( email )

Jie Shi

Southern Medical University - Guangdong Provincial Key Laboratory of Gastroenterology ( email )

Zhi-Hao Cheng

Sun Yat-sen University (SYSU) ( email )

Weidong Han

Zhejiang University - Department of Medical Oncology ( email )

Zhejiang
China

Zhejiang University - Laboratory of Cancer Biology ( email )

Zhejiang
China

Hongjie Cai

Zhejiang Chinese Medical University ( email )

Zaiyi Liu

Guangdong Academy of Medical Sciences - Department of Radiology ( email )

Xin-Juan Fan

Zhengzhou University ( email )

Xiang-Bo Wan (Contact Author)

affiliation not provided to SSRN ( email )

No Address Available

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