Economy-Wide Bond Default Rates: A Maximum Expected Utility Approach

Posted: 11 Jan 2006 Last revised: 14 Nov 2011

See all articles by Sven Sandow

Sven Sandow

Standard & Poor's - Quantitative Analytics

Craig A. Friedman

State++

Mark Gold

affiliation not provided to SSRN

Peter Chang

Standard & Poor's - Quantitative Analytics

Date Written: December 14, 2010

Abstract

We consider the 12-month moving average aggregate default rate of S&P-rated US-bonds. We estimate the conditional probability distribution of this default rate as a function of a weighted average bond rating, a lagged default rate and a preliminary predictor that is based on lagged new issuance. Our modeling approach is asymptotically optimal for an expected utility maximizing investor. The resulting conditional probability density is consistent with our intuition. We measure the model's performance by the out-of-sample expected utility. According to this measure, our model clearly outperforms a simple regression model and a Poisson model.

Keywords: maximum expected utility, bond default rates, entropy

JEL Classification: E37

Suggested Citation

Sandow, Sven and Friedman, Craig A. and Gold, Mark and Chang, Peter, Economy-Wide Bond Default Rates: A Maximum Expected Utility Approach (December 14, 2010). Journal of Banking & Finance, Vol. 30, No. 2, pp. 679-693, February 2006, Available at SSRN: https://ssrn.com/abstract=874755

Sven Sandow

Standard & Poor's - Quantitative Analytics ( email )

55 Water Street
New York, NY 10041
United States

Craig A. Friedman (Contact Author)

State++ ( email )

New York, NY
United States

Mark Gold

affiliation not provided to SSRN ( email )

Peter Chang

Standard & Poor's - Quantitative Analytics ( email )

55 Water Street
New York, NY 10041
United States

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