The Probability of Fixed and Adjustable Rate Mortgage Termination

J. OF REAL ESTATE FINANCE AND ECONOMICS, Vol. 13 No. 2

Posted: 1 Mar 1996

See all articles by Richard Phillips

Richard Phillips

Virginia Commonwealth University (VCU) - Department of Finance, Insurance & Real Estate

Eric Rosenblatt

Federal National Mortgage Association (Fannie Mae) - Research

James Vanderhoff

Rutgers University

Abstract

This paper analyzes mortgage terminations using a national individual loan data set for the 1986 to 1992 period. The standard option choice-theoretic framework is supplemented with variables to proxy for non-option related termination determinants. Separate multinomial logit models are estimated for three mortgage types: 30 year FRMs, 15 year FRMs, and 30 year ARMs. The results indicate substantial differences in the response of the mortgage types to variables included in the model. FRM15 prepayments are the most responsive to prepayment option values; FRM30 prepayments are less responsive to option values and are driven by local area housing market and economic conditions; ARM prepayment rates are higher but default rates are lower relative to the FRMs. A noteworthy finding is that teaser discounts reduce the likelihood of ARM defaults.

JEL Classification: G21

Suggested Citation

Phillips, Richard A. and Rosenblatt, Eric and Vanderhoff, James H., The Probability of Fixed and Adjustable Rate Mortgage Termination. J. OF REAL ESTATE FINANCE AND ECONOMICS, Vol. 13 No. 2, Available at SSRN: https://ssrn.com/abstract=9169

Richard A. Phillips (Contact Author)

Virginia Commonwealth University (VCU) - Department of Finance, Insurance & Real Estate ( email )

Richmond, VA 23284
United States
804-828-7188 (Phone)
804-828-8884 (Fax)

Eric Rosenblatt

Federal National Mortgage Association (Fannie Mae) - Research ( email )

16517 Keats Terrace
Derwood, MD 20855
United States

James H. Vanderhoff

Rutgers University ( email )

360 ML King Jr. Blvd.
Newark, NJ 07102
United States
973-353-5256 (Phone)
973-353-5259 (Fax)

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