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Strategic Citation

43 Pages Posted: 7 May 2007 Last revised: 2 Mar 2015

Ryan Lampe

California State University, East Bay - Department of Economics

Date Written: January 29, 2010

Abstract

The candor of patent applicants is an important determinant of patent quality. This paper investigates whether patent applicants strategically withhold citations to material "prior art." Citation data suggest that applicants withhold between 21 and 32 percent of relevant citations. Variation in withholdings is explained by patent value and patent portfolio size. These data also highlight important differences across technology classes. In particular, firms are significantly less likely to withhold a citation when applying for chemical and drug patents. Robustness checks confirm that these results are not explained by patent examiner heterogeneity or by the nationality of the inventor.

Keywords: patents, citations

JEL Classification: O34

Suggested Citation

Lampe, Ryan, Strategic Citation (January 29, 2010). Available at SSRN: https://ssrn.com/abstract=984123 or http://dx.doi.org/10.2139/ssrn.984123

Ryan Lampe (Contact Author)

California State University, East Bay - Department of Economics ( email )

25800 Carlos Bee Blvd.
Hayward, CA 94542
United States

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