Legalism and Professional Norms

25 Pages Posted: 27 Nov 2023

See all articles by Alexander Morell

Alexander Morell

Goethe University Frankfurt - Faculty of Law; Leibniz Institute for Financial Research SAFE

Date Written: October 27, 2023

Abstract

Empirical scholars have set out to refute Legalism in a simple version. Legalism has been said to hold that “the law is ‘out there’, distinct from morals and politics, legal rules are determinate, the legal system is complete”. These elements stem from differ-ent and partially contradicting legal theories: the declaratory theory of law, formalism, and positivism. The chapter traces the roots of simple legalism following a comparative approach across disciplines (empirical and doctrinal), within legal scholarship, and be-tween the common law and civil law. It finds that except for a certain form of positiv-ism legal scholarship has produced theories of the law that do not describe what judges do but define what considerations the legal community accepts as legal and what it criticizes as illegal. Therefore, as others have stressed before, empirical studies of judi-cial decision-making must take a stand in the normative dispute about what the law is when they argue that judges are guided by extralegal factors. The chapter identifies three promising strands for future empirical research on legalism: a more appropriate benchmark of measuring extra-legal attitudinal influence, the impact of legal narratives on judicial behavior, and a focus on lower courts.

Keywords: Legalism, Legal Theory, Formalism, Positivism, Declaratory Theory of Law, Institu-tionalism, Professional Norms, Social Norms

JEL Classification: K4

Suggested Citation

Morell, Alexander, Legalism and Professional Norms (October 27, 2023). Available at SSRN: https://ssrn.com/abstract=4615332 or http://dx.doi.org/10.2139/ssrn.4615332

Alexander Morell (Contact Author)

Goethe University Frankfurt - Faculty of Law ( email )

Frankfurt
Germany

Leibniz Institute for Financial Research SAFE ( email )

House of Finance
Theodor-W.-Adorno-Platz 3
Frankfurt, 60323
Germany

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