Managing Environmental Change through Inter-agency Collaboration: Protective Governance in Mandated Sustainability Planning

Environmental Science & Policy https://doi.org/10.1016/j.envsci.2021.08.024

60 Pages Posted: 28 May 2020 Last revised: 16 Feb 2022

See all articles by Brian An

Brian An

Georgia Institute of Technology

Shui Yan Tang

University of Southern California

William D. Leach

Sol Price School of Public Policy, University of Southern California

Date Written: August 26, 2021

Abstract

When organizations must collaborate to address resource sustainability dilemmas, concerns about the risk of losing autonomy can dissuade them from joining formal collaborative institutions. We argue that governing rules designed to protect autonomy can entice participation from diverse stakeholders, including underprivileged and often marginalized environmental actors, while enhancing confidence in the collaboration’s ongoing and anticipated sustainability efforts. We test this argument in the context of large-scale governance reform in the state of California, which recently mandated local governing entities to collaborate for sustainable groundwater planning or risk state intervention. Using data collected from both archival records and a statewide survey of local groundwater managers, the analysis shows that inclusive representation, unweighted voting power structures, and unanimity decision rules constitute protective governance, which in turn boosts participating agencies’ confidence in sustainability efforts. This study provides theoretical and empirical insights into how organizations can address constitutional issues to improve collaborative processes and outcomes of environmental sustainability efforts

Keywords: Groundwater management; sustainability planning; state mandate; inter-agency collaboration; agency autonomy; protective governing rules

JEL Classification: Q01; Q15; Q28

Suggested Citation

An, Brian and Tang, Shui Yan and Leach, William D., Managing Environmental Change through Inter-agency Collaboration: Protective Governance in Mandated Sustainability Planning (August 26, 2021). Environmental Science & Policy https://doi.org/10.1016/j.envsci.2021.08.024, Available at SSRN: https://ssrn.com/abstract=3589908 or http://dx.doi.org/10.2139/ssrn.3589908

Brian An (Contact Author)

Georgia Institute of Technology ( email )

Shui Yan Tang

University of Southern California ( email )

Los Angeles, CA 90089-0626
United States
2137400379 (Phone)

William D. Leach

Sol Price School of Public Policy, University of Southern California ( email )

Los Angeles, CA 90089-0626
United States

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