Shams Pathan

University of Newcastle - Newcastle University Business School

5 Barrack Road

Frederic Douglass Centre

NEWCASTLE UPON TYNE, NE4 5TG

United Kingdom

  • University of Newcastle - Newcastle University Business School

SCHOLARLY PAPERS

28

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Top 7,815

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12,192

TOTAL CITATIONS
Rank 6,525

SSRN RANKINGS

Top 6,525

in Total Papers Citations

104

Scholarly Papers (28)

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1.

Strong Boards, CEO Power and Bank Risk-Taking

Journal of Banking and Finance, Vol. 33, No. 7, pp. 1340-1350
Number of pages: 31 Posted: 02 Feb 2009 Last Revised: 13 May 2009
Shams Pathan
University of Newcastle - Newcastle University Business School
Downloads 2,112 (16,216)
Citation 67

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Bank risk-taking, Board of directors, CEO power, Bank governance, Bank holding companies

2.

Efficiency of Microfinance Institutions: A Data Envelopment Analysis

Asia-Pacific Financial Markets, Forthcoming
Number of pages: 39 Posted: 16 May 2009 Last Revised: 04 Jan 2014
Mamiza Haq, Michael T. Skully and Shams Pathan
University of Queensland - Finance, Monash University - Department of Banking and Finance and University of Newcastle - Newcastle University Business School
Downloads 1,828 (20,436)
Citation 2

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Africa, Asia, Data Envelopment Analysis, Efficiency, Latin America, Microfinance institutions

3.

Does Board Structure in Banks Really Affect Their Performance?

Downloads 1,593 (25,228)
Citation 16

Does Board Structure in Banks Really Affect Their Performance?

Journal of Banking and Finance, Forthcoming
Number of pages: 39 Posted: 05 Jan 2012 Last Revised: 28 Dec 2012
Shams Pathan and Robert W. Faff
University of Newcastle - Newcastle University Business School and Corvinus University Budapest
Downloads 1,278 (34,342)
Citation 16

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Board Structure, Board Independence, Gender Diversity, Bank Holding Companies, Endogeneity, System GMM, Sarbanes-Oxley Act; Crisis; Market Power

Does Board Structure in Banks Really Affect Their Performance?

Journal of Banking and Finance, Forthcoming
Number of pages: 39 Posted: 27 Jul 2011 Last Revised: 26 Dec 2012
Shams Pathan and Robert W. Faff
University of Newcastle - Newcastle University Business School and Corvinus University Budapest
Downloads 315 (206,273)

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Board Structure, Board Size, Board Independence, Gender Diversity, Bank Holding Companies, Endogeneity, System GMM, Sarbanes-Oxley Act

4.

Financial Constraints and Dividend Policy

Downloads 810 (66,500)

Financial Constraints and Dividend Policy

Number of pages: 33 Posted: 29 Jun 2013 Last Revised: 21 Aug 2014
Shams Pathan, Robert W. Faff, Carlos Fernandez and Nicholas Masters
University of Newcastle - Newcastle University Business School, Corvinus University Budapest, Oviedo University - School of Economics and Business and Independent
Downloads 810 (65,468)

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Dividends, Financial constraints, Seasoned equity issues

Financial Constraints and Dividend Policy

Australian Journal of Management, Vol. 41, No. 3, 2016
Posted: 30 Jul 2016
Robert W. Faff, Carlos Fernandez, Nicholas Masters and Shams Pathan
Corvinus University Budapest, Oviedo University - School of Economics and Business, Independent and University of Newcastle - Newcastle University Business School

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Dividends, financial constraints, seasoned equity issues

5.

Endogenously Structured Boards of Directors in Banks

Journal of Banking and Finance, Vol. 34, No. 7, pp. 1590-1606
Number of pages: 41 Posted: 25 Aug 2008 Last Revised: 26 Dec 2012
Shams Pathan and Michael T. Skully
University of Newcastle - Newcastle University Business School and Monash University - Department of Banking and Finance
Downloads 796 (68,027)
Citation 4

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Board of directors, Independent directors, CEO, CEO duality, Endogenous, Bank Holding Companies

6.

Board Size, Independence and Performance: An Analysis of Thai Banks

Asia-Pacific Financial Markets, Vol. 14, No. 3, pp. 211-227, September 2007
Number of pages: 32 Posted: 26 Feb 2008 Last Revised: 22 Mar 2008
Shams Pathan, Michael T. Skully and J. Wickramanayake
University of Newcastle - Newcastle University Business School, Monash University - Department of Banking and Finance and Monash University - Department of Accounting
Downloads 769 (71,201)
Citation 3

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Board size, independent directors, Thailand, fixed-effects, panel data, commercial banks, performance

7.

Managerial Incentives, Market Power and Bank Risk-Taking

Downloads 664 (86,270)
Citation 2

Managerial Incentives, Market Power and Bank Risk-Taking

Finance and Corporate Governance Conference 2010 Paper, Systemic Risk, Basel III, Financial Stability and Regulation 2011
Number of pages: 30 Posted: 15 Jan 2010 Last Revised: 29 Jun 2011
Mamiza Haq, Barry Williams and Shams Pathan
University of Queensland - Finance, Department of Banking and Finance and University of Newcastle - Newcastle University Business School
Downloads 370 (173,458)

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Bank risk-taking, Managerial incentives, Market power, CEO ownership, Charter value, Bank holding companies

Managerial Incentives, Market Power, and Bank Risk-Taking

Number of pages: 33 Posted: 31 Jul 2011
Mamiza Haq, Shams Pathan and Barry Williams
University of Queensland - Finance, University of Newcastle - Newcastle University Business School and Department of Banking and Finance
Downloads 294 (222,297)
Citation 2

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Bank risk-taking, Managerial incentives, Market power, CEO ownership, Charter value, Bank holding companies

8.

Reforms in Thai Bank Governance: The Aftermath of the Asian Financial Crisis

International Review of Financial Analysis, Vol. 17, No. 2, pp. 345-365, March 2008
Number of pages: 39 Posted: 26 Feb 2008 Last Revised: 22 Mar 2008
Shams Pathan, Michael T. Skully and J. Wickramanayake
University of Newcastle - Newcastle University Business School, Monash University - Department of Banking and Finance and Monash University - Department of Accounting
Downloads 585 (101,236)
Citation 1

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Corporate governance, board composition, Granger-causality, Asian financial crisis, Thailand

9.

Overconfident Bank CEOs: Risk Amplification Amid Economic Policy Uncertainty?

Downloads 360 (179,967)

Overconfident Bank CEOs: Risk Amplification Amid Economic Policy Uncertainty?

Swiss Finance Institute Research Paper No. 24-31
Number of pages: 63 Posted: 03 May 2024 Last Revised: 02 Jan 2025
Kwabena A. Addo, Shams Pathan and Steven Ongena
Utrecht University, University of Newcastle - Newcastle University Business School and University of Zurich - Department Finance
Downloads 237 (276,969)

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Economic Policy Uncertainty, CEO overconfidence, banking risk, bank lending, banking performance

Overconfident Bank CEOS: Risk Amplification Amid Economic Policy Uncertainty?

Number of pages: 48 Posted: 03 Sep 2024
Kwabena A. Addo, Shams Pathan and Steven Ongena
Utrecht University, University of Newcastle - Newcastle University Business School and University of Zurich - Department Finance
Downloads 57 (811,857)

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Economic Policy Uncertainty, CEO overconfidence, banking risk, bank lending, banking performance.

Overconfident Bank CEOS: Risk Amplification Amid Economic Policy Uncertainty?

Number of pages: 61 Posted: 02 Jan 2025
Kwabena A. Addo, Steven Ongena and Shams Pathan
Utrecht University, University of Zurich - Department Finance and University of Newcastle - Newcastle University Business School
Downloads 41 (948,473)

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Economic Policy Uncertainty, CEO overconfidence, banking risk, bank lending, banking performance

Overconfident Bank CEOS: Risk Amplification Amid Economic Policy Uncertainty?

Number of pages: 62 Posted: 08 Feb 2025
Kwabena A. Addo, Shams Pathan and Steven Ongena
Utrecht University, University of Newcastle - Newcastle University Business School and University of Zurich
Downloads 25 (1,128,818)

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Economic Policy Uncertainty, CEO overconfidence, banking risk, bank lending, banking performance.

10.

New Evidence on National Culture and Bank Capital Structure

2016 Financial Markets and Corporate Governance, Pacific-Basin Finance Journal, 2017
Number of pages: 43 Posted: 30 Jan 2016 Last Revised: 27 Sep 2017
Mamiza Haq, Daniel Hu, Robert W. Faff and Shams Pathan
University of Queensland - Finance, University of Queensland, Corvinus University Budapest and University of Newcastle - Newcastle University Business School
Downloads 341 (190,933)
Citation 2

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Bank leverage; National culture; Individualism; Power distance; Uncertainty avoidance; Long-term orientation; Endogeneity

11.

Female directors, audit effort and financial reporting quality

Spanish Journal of Finance and Accounting
Number of pages: 55 Posted: 23 Nov 2021
Carlos Fernandez and Shams Pathan
Oviedo University - School of Economics and Business and University of Newcastle - Newcastle University Business School
Downloads 247 (268,668)

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Gender diversity, female directors, audit effort, financial reporting quality

12.

CEO Pay Gap and Bank Risk-taking

Number of pages: 43 Posted: 08 Dec 2019
Robert DeYoung, Mamiza Haq, Jacob Morgan and Shams Pathan
University of Kansas School of Business, University of Queensland - Finance, affiliation not provided to SSRN and University of Newcastle - Newcastle University Business School
Downloads 242 (272,975)
Citation 1

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bank risk-taking, CEO power, CEO pay gap, executive compensation, tournament incentive, discretionary loan loss provision, performance

13.

Transient Institutional Ownership, Costly External Finance, and Corporate Cash Holdings

Journal of Business Finance & Accounting, 0[10.1111/jbfa.12840]
Number of pages: 54 Posted: 12 Feb 2020 Last Revised: 26 Feb 2025
Hyun Joong Im, Heungju Park, Shams Pathan and Robert W. Faff
The University of Seoul, Sungkyunkwan University - SKK Business School, University of Newcastle - Newcastle University Business School and Corvinus University Budapest
Downloads 204 (321,908)

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transient institutional ownership, cash holdings, debtholder-shareholder conflicts, stock price crash risk

14.

How do ‘busy’ and ‘overlap’ directors relate to CEO pay structure and incentives?

Number of pages: 41 Posted: 03 Nov 2014 Last Revised: 08 Nov 2016
Karen L. Benson, Shams Pathan and Peh Hwa Wong
University of Queensland - Business School, University of Newcastle - Newcastle University Business School and Independent
Downloads 191 (342,085)
Citation 3

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CEO pay; Incentives; Busy directors; Overlap directors; Delta; Vega; Boards; Endogeneity; Treatment effect; Propensity score matching.

15.

Does Skin in the Game Help? Bank Franchise Value, Managerial Incentives and ‘Going for Broke’

Number of pages: 30 Posted: 19 Sep 2013
Mamiza Haq, Barry Williams and Shams Pathan
University of Queensland - Finance, Department of Banking and Finance and University of Newcastle - Newcastle University Business School
Downloads 188 (347,096)
Citation 1

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Bank risk-taking, Managerial incentives, CEO ownership, Franchise value, Bank holding companies

16.

Competitive Valuation Effects of Australian IPOs

International Review of Financial Analysis, Forthcoming
Number of pages: 32 Posted: 17 Aug 2012
Andrew McGilvery, Robert W. Faff and Shams Pathan
affiliation not provided to SSRN, Corvinus University Budapest and University of Newcastle - Newcastle University Business School
Downloads 188 (347,096)

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Initial public offerings, Corporate Governance, Board size, CEO ownership, Abnormal return, Information transfer

17.

Do Private Equity Target Firms Exhibit Less Effectual Governance Structures?

Downloads 165 (389,853)

Do Private Equity Target Firms Exhibit Less Effectual Governance Structures?

Number of pages: 40 Posted: 13 Oct 2013
Andrew John Tellam, Peter Clarkson and Shams Pathan
Credit Suisse, University of Queensland - Business School and University of Newcastle - Newcastle University Business School
Downloads 165 (389,483)

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Private equity, Corporate Governance, Inside ownership, Board size

Do Private Equity Target Firms Exhibit Less Effectual Governance Structures?

Australian Journal of Management, Vol. 41, No. 2, 2016
Posted: 04 May 2016
Peter Clarkson, Shams Pathan and Andrew John Tellam
University of Queensland - Business School, University of Newcastle - Newcastle University Business School and Credit Suisse

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Private Equity, Corporate Governance, Inside Ownership, Board Size

18.

FinTech adoption in banks and their liquidity creation

British Accounting Review, Forthcoming
Number of pages: 61 Posted: 13 Jan 2024
Zhuochen Wu, Shams Pathan and Chen Zheng
Curtin University, University of Newcastle - Newcastle University Business School and Curtin University
Downloads 151 (420,289)
Citation 1

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19.

Monitoring by Busy and Overlap Directors: An Examination of Executive Remuneration and Financial Reporting Quality

REFC – Spanish Journal of Finance and Accounting (Forthcoming)
Number of pages: 53 Posted: 18 Oct 2016
Carlos Fernandez, Rubén Arrondo García and Shams Pathan
Oviedo University - School of Economics and Business, Universidad de Oviedo - Facultad de Economicas and University of Newcastle - Newcastle University Business School
Downloads 141 (444,231)

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Board, Executive remuneration, Busy directors, Overlap directors, Audit opinion, earnings management

20.

The Valuation Impact of Gender Quotas in the Boardroom: Evidence from the European Markets

Number of pages: 20 Posted: 03 Nov 2022
Carlos Fernandez and Shams Pathan
Oviedo University - School of Economics and Business and University of Newcastle - Newcastle University Business School
Downloads 105 (558,020)

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Women directors, Board gender diversity, Gender quotas

21.

Monitoring Capabilities of Busy and Overlap Directors: Evidence from Australia

Méndez, C. F., Pathan, S., & García, R. A. (2015). Monitoring capabilities of busy and overlap directors: Evidence from Australia. Pacific-Basin Finance Journal, 35, 444-469.
Number of pages: 51 Posted: 02 Feb 2016
Carlos Fernandez, Shams Pathan and Rubén Arrondo García
Oviedo University - School of Economics and Business, University of Newcastle - Newcastle University Business School and Universidad de Oviedo - Facultad de Economicas
Downloads 100 (577,990)

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Board, Executive remuneration, Busy directors, Overlap directors, Audit fees, Audit opinion, Pay-performance sensitivity, CEO turnover

22.

Institutional Investors’ Horizons and Bank Transparency

Journal of Business Finance and Accounting, Forthcoming.
Number of pages: 60 Posted: 27 Jan 2024
Mamiza Haq, Shams Pathan, Carlos Fernandez and Gerald J. Lobo
University of Queensland - Finance, University of Newcastle - Newcastle University Business School, Oviedo University - School of Economics and Business and University of Houston - C.T. Bauer College of Business
Downloads 98 (585,857)
Citation 1

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23.

Ego versus Environment? How Overconfident Bank CEOs Delay Joining the Green Club That Would Have Them as a Member

Swiss Finance Institute Research Paper No. 25-20
Number of pages: 29 Posted: 20 Feb 2025
Kwabena A. Addo, Shams Pathan and Steven Ongena
Utrecht University, University of Newcastle - Newcastle University Business School and University of Zurich - Department Finance
Downloads 77 (678,355)

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CEO overconfidence, green bank alliances, green finance, duration model

24.

Banks and Financial Crises: Market Valuation of the Nobel Prize in Economic Science 2022

Downloads 75 (688,480)

Banks and Financial Crises: Market Valuation of the Nobel Prize in Economic Science 2022

Number of pages: 39 Posted: 26 Jun 2024
Carlos Fernandez, Víctor M. González and Shams Pathan
Oviedo University - School of Economics and Business, Universidad de Oviedo - Facultad de Economicas and University of Newcastle - Newcastle University Business School
Downloads 36 (999,824)

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Nobel Prize in Economic Science, bank bailouts, event study, bank risk, charter value

Banks and Financial Crises: Market Valuation of the Nobel Prize in Economic Science 2022

Number of pages: 40 Posted: 17 Sep 2024
Carlos Fernandez, Víctor M. González and Shams Pathan
Oviedo University - School of Economics and Business, Universidad de Oviedo - Facultad de Economicas and University of Newcastle - Newcastle University Business School
Downloads 21 (1,181,837)

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Nobel Prize in Economic Science, bank bailouts, event study, bank risk, charter value.

Banks and Financial Crises: Market Valuation of the Nobel Prize in Economic Science 2022

Number of pages: 39 Posted: 10 Jul 2024
Carlos Fernandez, Víctor M. González and Shams Pathan
Oviedo University - School of Economics and Business, Universidad de Oviedo - Facultad de Economicas and University of Newcastle - Newcastle University Business School
Downloads 18 (1,222,001)

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Nobel Prize in Economic Science, bank bailouts, event study, bank risk, charter value.

25.

The Past is Never Dead: Famine-CEOs and Corporate Social Performance

Number of pages: 56 Posted: 12 Sep 2022
Xinwei Fang, Joye Khoo, Tianpei Luo, Shams Pathan and Jian Wang
Curtin University, Curtin University - Department of Finance and Banking, Curtin University - Department of Finance and Banking, University of Newcastle - Newcastle University Business School and Jinan University
Downloads 75 (688,480)

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CEO early-life disaster, Great Chinese Famine, Egoism, Imprinting theory, Corporate Social Performance

26.

Thriving in Crisis: The Power of Managerial Ability During Covid-19

Number of pages: 60 Posted: 29 Apr 2024
Ella Gorringe, Chen Zheng and Shams Pathan
affiliation not provided to SSRN, Curtin University and University of Newcastle - Newcastle University Business School
Downloads 50 (848,306)

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managerial ability, COVID-19, firm performance, financial constraints, information asymmetry

27.

Pay Gap Matters: Evidence from Bank Liquidity Creation

Number of pages: 61 Posted: 13 Dec 2024
Shams Pathan, Chen Zheng, Mamiza Haq and Adrian (Wai-Kong) Cheung
University of Newcastle - Newcastle University Business School, Curtin University, Newcastle University Business School and City University of Macau
Downloads 37 (964,722)

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28.

Does Skin in the Game Help? Bank Franchise Value, Managerial Incentives and 'Going for Broke'

Australian Journal of Management, Vol. 41, No. 2, 2016
Posted: 04 May 2016
Shams Pathan, Mamiza Haq and Barry Williams
University of Newcastle - Newcastle University Business School, University of Queensland - Finance and Department of Banking and Finance

Abstract:

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Bank Holding Companies, Bank Risk-Taking, CEO Ownership, Franchise Value, Managerial Incentives